Joe Carroll, MBA

Joe Carroll, MBA

Position: Chief Investment Officer

Joe first came to the Triad as a scholarship athlete at Wake Forest University, where he earned both his Bachelor of Arts and Masters of Business Administration degrees. Joe spent the next 25 years traveling the world working for some of Wall Street’s best-known banks, brokerages, venture capital firms, and private equity companies. His responsibilities variously included fixed income sales & trading on the Bank of America trading floor, investment banking, structured finance, and global-macroeconomic risk assessment. As Chief Investment Officer, Joe will help oversee the investment of more than a half a billion dollars in client assets.

Over the years, Joe has also pioneered the creation of alternative investment vehicles targeting Socially Responsible Investing. In his role as CIO, Joe will continue to explore SRI opportunities for those TFA clients who would like to include Purpose-Driven and Impact Investing as part of their financial plan and investment strategy.

Joe resides in Greensboro, NC with his wife Susan Moffitt, and their daughters; Hannah Carroll, Hastings Moffitt, and Mary Layton Moffitt.


Wake Forest University, Bachelor of Arts, 1983

Wake Forest University, Master of Business Administration, 1991